Compliance Officer

Compliance Officer About Olyv Olyv is a technology-driven financial services company focused on expanding access to responsible and convenient financial solutions. We leverage technology, data, and AI/ML to serve underserved and emerging consumer segments while maintaining strong standards of governance, risk management, and regulatory compliance. Role Overview We are looking for an experienced Compliance Officer to manage and strengthen Olyv’s regulatory compliance framework and ensure adherence to applicable laws, regulations, regulatory guidelines, and internal policies. The role will be responsible for monitoring regulatory requirements, identifying and mitigating compliance risks, implementing policies and controls, coordinating audits and regulatory inspections, and ensuring timely compliance reporting. The ideal candidate should have hands-on experience in BFSI/FinTech compliance, regulatory affairs, AML/KYC, compliance monitoring, risk assessment, and regulatory reporting , along with a strong understanding of RBI and other applicable regulatory requirements. Key Responsibilities Monitor and ensure compliance with applicable RBI, SEBI, Companies Act, AML/KYC, and other regulatory requirements relevant to the organization. Track regulatory circulars, notifications, guidelines, and regulatory developments and assess their impact on business operations. Develop, review, update, and implement compliance policies, frameworks, SOPs, and internal controls. Conduct periodic Compliance Risk Assessments to identify regulatory and operational compliance risks. Develop and monitor corrective and preventive action plans for identified compliance gaps. Establish and maintain an effective Compliance Monitoring Framework across business functions. Conduct periodic compliance reviews and monitor adherence to internal policies and regulatory requirements. Support and oversee AML/KYC compliance, transaction monitoring, and regulatory reporting . Coordinate with Internal Audit, Risk, Legal, Finance, Operations, Product, and Technology teams on compliance matters. Coordinate regulatory inspections, audits, reviews, and responses to regulatory observations. Track audit and compliance findings through closure and ensure timely remediation. Investigate compliance breaches, irregularities, and potential violations and recommend appropriate corrective actions. Prepare periodic compliance reports and updates for senior management, Audit Committee, and Board , as applicable. Escalate material compliance failures and significant regulatory risks to the appropriate stakeholders in a timely manner. Maintain compliance calendars, registers, documentation, evidence, and regulatory records. Conduct compliance awareness and training programs for employees. Support regulatory licensing, registrations, approvals, and other regulatory submissions as required. Partner with business and functional teams to embed compliance requirements into new…