Mortgage Network Compliance Supervisor
Refresh Network · London, United Kingdom · On-site
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Mortgage Network Compliance Supervisor (Remote)
We are seeking a Mortgage Supervisor with a strong knowledge of, and experience of, supporting brokers to achieve CAS, & maintaining CAS, along with file reviewing process & regulations to join our growing team in the UK.
The successful candidate will play a crucial role in overseeing and maintaining competence with regulatory requirements governing mortgage lending activities. With a focus on integrity and attention to detail, this individual will safeguard the interests of our clients and uphold the reputation of our organisation.
This role is a full time, permanent position working remotely from home.
Key Responsibilities
Working with the Compliance Manager to:
Support an adviser to achieve Competent Adviser Status
Support the advisers to maintain Competent Adviser Status
Training and Education - get involved with the Induction training of both mortgage & equity release advisers
Increase awareness & compliance regulations of Equity Release
Quality Assurance and Monitoring - complete business standards reviews and observations
Complete reviews of mortgage, insurance and equity release cases, provide feedback on risks, shortfalls or potential fraud for adviser action
Undertake 121 meetings ensuring all KPIs are being met by the adviser
Deal with adviser queries by phone/email
Monitor AR CPD records and provide feedback
Review sales promotions and documentation and provide feedback/guidance as required
Point of contact for customer complaints
Identify potential process/systems/documents improvements
Our ideal candidate:
Knowledge of FCA regulatory requirements
Experience of supervising a team of mortgage advisers
Knowledge and experience of mortgage/protection/equity release file reviewing process and requirements
CeMAP (essential)
CeRER (desirable)
Coaching and mentoring skills
Able to handle difficult conversations
Experience of handling customer complaints
Planning and organisation skills
Coaching and monitoring skills