SOX Compliance & ITGC Controls/tester - Senior Analyst

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. About Broadridge: Broadridge Financial Solutions is a global fintech leader providing communications, technology, data, and analytics solutions to the financial services industry. At Broadridge, we enable businesses and financial institutions to operate more efficiently, securely, and effectively through innovative technology and industry expertise. Join a global organization where you can work with diverse teams, collaborate with business and technology stakeholders, and contribute to processes that support a leading financial services technology platform. Position Summary: Broadridge Financial Solutions is seeking a motivated and detail-oriented Senior Financial Analyst – SOX Compliance & ITGC Controls to join its Controllership function. This role supports the end-to-end Sarbanes-Oxley (SOX) compliance program , with a primary focus on Information Technology General Controls (ITGC) . The successful candidate will have experience with SOX scoping, control testing, issue identification, remediation tracking, and management reporting. The role will also partner with the SOX Program Leader to support program redesign initiatives, including the implementation of an automated SOX solution. Key Responsibilities: SOX Program Support the end-to-end SOX compliance program, including scoping, testing, issue identification, remediation, and management reporting. Assess ITGC scope by identifying in-scope applications, systems, and key areas of focus. Test internal controls over financial reporting to ensure compliance with SOX requirements, regulatory standards, and company policies. Maintain complete and accurate testing documentation, including work papers, supporting evidence, test results, and findings. Identify control deficiencies and gaps, assess their impact on financial reporting and compliance, and recommend practical improvements. Monitor remediation activities and track progress toward closure of identified control deficiencies. Ensure testing activities align with the overall SOX testing calendar and manage deliverables within established timelines. ITGC Testing Access to Programs and Data Test controls related to user provisioning and deprovisioning. Evaluate privileged access management, password and authentication policies, including multi-factor authentication (MFA), periodic access reviews, and segregation of duties. Program Change Management Evaluate formal change-request processes, appropriate segregation between developers and approvers, and testing and approval requirements before deployment. Program Development (SDLC) Assess secure design and development practices, quality assurance and testing processes, and data-conversion controls. Computer Operations Test controls related to job…